Keys to a Successful Audit


The most important items needed form you for a successful audit are cooperation and good communication with us. Here are some specific examples of what you can do to facilitate the audit process:

  • Schedule personnel for audit activities such as interviews observation, or walk throughs;
  • Makes the pertinent data, records, and technology resources available to us;
  • Make the pertinent data, records, and technology resources available to us;
  • Review preliminary findings and provide written responses regarding corrective actions and specified time frames;
  • Establish and maintain required controls;
  • Share your concerns with us;
  • Review the audit objectives and scope presented for your area, and ask questions if you don't understand why certain activities have been included or excluded;
  • Be proactive, monitor and report progress of your corrective actions to us.