The most important items needed form you for a successful audit are cooperation and good communication with us. Here are some specific examples of what you can do to facilitate the audit process:
- Schedule personnel for audit activities such as interviews observation, or walk throughs;
- Makes the pertinent data, records, and technology resources available to us;
- Make the pertinent data, records, and technology resources available to us;
- Review preliminary findings and provide written responses regarding corrective actions and specified time frames;
- Establish and maintain required controls;
- Share your concerns with us;
- Review the audit objectives and scope presented for your area, and ask questions if you don't understand why certain activities have been included or excluded;
- Be proactive, monitor and report progress of your corrective actions to us.